Search Result

161 - 180 of 1710 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions