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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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CONC 1.3 Guidance on financial difficulties

As Published: 2014

CONC 1.3 Guidance on financial difficulties

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CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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