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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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LR 8.1 Application

As Published: 2005

LR 8.1 Application

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

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EG 10.4 Other relevant powers

SUP 1A.3 The FCA's approach to supervision

EG 20.1 Introduction

LR 9.5 Transactions

PERG 4.11 Link between activities and the United Kingdom

SUP 1A.2 Introduction

LR 8.2 When a sponsor must be appointed or its guidance obtained

EG 7.2 Alternatives to sanctions

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

DEPP 6.5A The five steps for penalties imposed on firms

EG 3.2A Information requests (section 122A)

EG 3.2B Information requests (section 122B)

EG 4.5 Notice of termination of investigations

RCB 2.3 Determination of registration

LR 8.1 Application

DISP 1.10 Complaints reporting rules

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

EG 4.13 Preliminary findings letters and preliminary investigation reports