Search Result

101 - 120 of 1239 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services