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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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Similar To

DISP 2.1 Purpose, interpretation and application

BIPRU 1.1 Application

LR 1.2 Modifying rules and consulting the FCA

SUP 10C.7 Other overall responsibility function (SMF18)

DTR 7.1 Audit committees

DTR 2.2 Disclosure of inside information

EG 19.23 Electronic Money Regulations 2011

TC App 5.1

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

LR 15.2 Requirements for listing

SYSC 10.2 Chinese walls

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

REC 2.15 Discipline

FEES 3.2 Obligation to pay fees

PERG 8.4 Invitation or inducement

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

BIPRU 7.6 Option PRR

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns