Search Result

841 - 860 of 1518 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application