Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

…

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

…

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COBS 11.4 Client limit orders

IFPRU 4.2 Standardised approach

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

DTR 2.5 Delaying disclosure of inside information

SUP 10A.17 Further questions

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 11.4 Requirements on firms

SUP 16.16 Prudent valuation reporting

EG 7.2 Alternatives to sanctions

BIPRU 7.11 Credit derivatives in the trading book

REC 2.11 Custody

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach