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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CONC 3.6 Financial promotions about credit agreements secured on land

As Published: 2014

CONC 3.6 Financial promotions about credit agreements secured on land

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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Similar To

PERG 9.4 Collective investment scheme (section 235 of the Act)

FEES App 1.2 Periodic Fees

DTR 6.1 Information requirements for issuers of shares and debt securities

IFPRU 4.14 Counterparty credit risk

MIPRU 4.2A Credit risk capital requirement

CASS 7.15 Records, accounts and reconciliations

PERG 10.2 General issues

CONC 3.3 The clear fair and not misleading rule and general requirements

LR 3.3 Shares

CREDS 2.1 Application and purpose

PERG 4.10 Exclusions applying to more than one regulated activity

BIPRU 7.11 Credit derivatives in the trading book

MCOB 4.11 Sale and rent back: advising and selling standards

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy