Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

…

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 1.5 Standard and Premium Listing

DTR 5.5 Acquisition or disposal by issuer of shares

EG 19.13 The Consumer Protection Co-operation Regulation26

SYSC 13.9 Outsourcing

SUP 10C.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 8.11 Types of exemption under the Financial Promotion Order

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

SYSC 19D.1 Application and purpose

GEN 4.3 Letter disclosure

SYSC 19A.1 General application and purpose

GEN 2.1 Introduction

SUP 10A.3 Provisions related to the Act

ICOBS 8.4 Employers’ Liability Insurance

SUP 17.2 Making transaction reports

PERG 4.6 Advising on regulated mortgage contracts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy