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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

COBS 11.5 Record keeping: client orders and transactions

PERG 9.7 The investment condition: the 'reasonable investor'

BIPRU 4.7 The IRB approach: Equity exposures

MAR 8.3 Requirements for benchmark administrators

SYSC 3.1 Systems and Controls

COBS 1.1 The general application rule

SUP 5.6 Confidential information and privilege

PERG 15.3 Payment Services

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 17.1 Application

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

FEES 5.8 Joining the Financial Ombudsman Service

DTR 5.4 Aggregation of managed holdings

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements