Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 5.6 Reverse takeovers

REC 2A.4 Power and procedure for RAP penalties and censures

EG 15.1 Introduction

REC 2.15 Discipline

PERG 2.11 Persons who are exempt for credit-related regulated activities

COLL 9.1 Application and general information

COLL 9.2 Section 264 recognised schemes

REC 3.7 Auditors

REC 6.3 Recognition requirements

PERG 16.2 What types of funds and businesses are caught?

MCOB 3A.1 Application and purpose

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 13.1 Introduction

SUP 3.5 Auditors' independence

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

DEPP 8.2 Use of the own-initiative variation of approval power: general

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading