Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 15.3 Listing applications and procedures

CONC 2.7 Distance marketing

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

COND 2.4 Appropriate resources

SUP 16.13 Reporting under the Payment Services Regulations

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

COBS 19.1 Pension transfers, conversions, and opt-outs

EG 12.1 The FCA’s general approach

APER 3.1 Introduction

MCOB 7.5 Mortgages: statements

GENPRU 3.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

SUP 12.9 Record keeping

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy