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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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LR App 2.1

As Published: 2005

LR App 2.1

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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