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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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LR 9.3 Continuing obligations: holders

PR 5.3 Certificate of approval

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

LR 1.1 Introduction

REC 2.11 Custody

PR 5.6 Miscellaneous

BIPRU 7.8 Securities underwriting

COLL 4.5 Reports and accounts

LR 8.6 Criteria for approval as a sponsor

LR App 2.1

PR 1.2 Requirement for a prospectus and exemptions

LR 15.4 Continuing obligations

LR 13.8 Other circulars

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading