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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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