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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 6.5A The five steps for penalties imposed on firms

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

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SUP 10C.3 General material about the definition of controlled functions

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative