Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CREDS 9.2 Reporting

CONC 6.7 Post contract: business practices

CONC 4.1 Content of quotations

COBS 9.3 Guidance on assessing suitability

COBS 2.1 Acting honestly, fairly and professionally

SUP 17.2 Making transaction reports

LR 5.3 Requests to cancel or suspend

FEES 9.2 PSR fees

CONC 5.2 Creditworthiness assessment: before agreement

DTR 8.5 Supervision of primary information providers

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

PERG 15.6 Territorial scope

SUP 17.1 Application

CONC 7.14 Settlements, disputed and deadlocked debt

SUP 3.6 Firms' cooperation with their auditors

REC 2A.4 Power and procedure for RAP penalties and censures

CASS 10.1 Application, purpose and general provisions

LR 14.3 Continuing obligations

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

COBS 5.1 The distance marketing disclosure rules