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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PR App 1.1

As Published: 2005

PR App 1.1

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing