Search Result

221 - 240 of 1496 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 1.1 Application

As Published: 2005

REC 1.1 Application

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

EG 19.24 Cross-Border Payments in Euro Regulations 2010

As Published: 2016

EG 19.24 Cross-Border Payments in Euro Regulations 2010

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission