Search Result

141 - 160 of 396 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs