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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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Similar To

CONC 7.7 Application of interest and charges

COBS 18.2 Energy market activity and oil market activity

CONC 7.4 Information on status of debts

DTR 3.1

BIPRU 11.5 Technical criteria on disclosure: General requirements

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

COBS 14.2 Providing product information to clients

MCOB 3B.1 Provision of general information

REC 2.9 Transaction recording

REC 4.2F Information gathering power on FCA’s own initiative

FEES App 1 Annex 2 Further information on fees

MAR 6.2 Purpose

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

TC 1.1 Who, what and where?

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 4.2G Reports by skilled persons

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

FEES App 1 Annex 3 Emergencies

REC 3.21 Criminal offences and civil prohibitions

EG 9.8 The effect of the FCA's decision to make a prohibition order