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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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CASS 7.10 Application and purpose

COLL 8.5 Powers and responsibilities

REC 2.3 Financial resources

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

DTR 5.11 Non EEA State issuers

CASS 10.1 Application, purpose and general provisions

LR 16.3 Listing applications

LR 3.5 Block listing

SUP 15.13 Notification by CBTL firms

CASS 7.15 Records, accounts and reconciliations

FEES 3.2 Obligation to pay fees

LR 17.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading