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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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EG 3.5 Official listing investigations (section 97)

As Published: 2016

EG 3.5 Official listing investigations (section 97)

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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REC 3.23 Default

As Published: 2011

REC 3.23 Default

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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