Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

…

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

…

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

…

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

…

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 3.2 Financial promotion general guidance

MAR 5.1 Application

BIPRU 7.6 Option PRR

BIPRU 11.4 Technical criteria on disclosure: General criteria

COLL 8.1 Introduction

EG 8.3 Use of the own-initiative powers in urgent cases

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

SYSC 14.1 Application

FEES 12.2 FOS ADR levy

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.20 Additional restriction on the promotion of collective investment schemes

EG 11.3 The FCA’s choice of powers

COLL 7.5 Schemes or sub-funds that are not commercially viable

DEPP 1.1 Application and Purpose

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation