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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

As Published: 2015

ICOBS 2.5 Exclusion of liability, conditions and reliance on others

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

As Published: 2016

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions