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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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Similar To

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.32 The Payment Accounts Regulations 2015

DISP INTRO 1 Introduction

PR 4.2 Third country issuers

EG 7.2 Alternatives to sanctions

IPRU-INV 5.1 Application

PR 5.3 Certificate of approval

EG 10.3 Asset-freezing injunctions

SYSC 19D.2 General requirement

MCOB 6.9 Regulated sale and rent back agreements

COCON 2.3 Firms: training and breaches

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation