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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

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