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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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