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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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FIT 2.3 Financial soundness

SUP 14.8 Further guidance

PERG 8.3 Financial promotion

REC 3.24 Transfers of ownership

PERG 1.1 Application and purpose

GEN 1.1 Application

PR 4.2 Third country issuers

EG 3.7 Investigations to assist overseas authorities (section 169)

REC 6.8 Powers to supervise

DTR 1.3 Information gathering and publication

EG 13.1 Introduction

GEN 4.4 Business for retail clients from non-UK offices

PERG 3A.6 Territorial scope

MAR 4.4 Exceptions

PERG 8.4 Invitation or inducement

PERG 4.5 Arranging regulated mortgage contracts

COBS 2.1 Acting honestly, fairly and professionally

COBS 9.4 Suitability reports

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment