Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

…

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

…

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

…

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 16.5 How AIFMD affects other regulated activities

PRIN 3.1 Who?

SUP 10A.6 FCA governing functions

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

CONC 7.14 Settlements, disputed and deadlocked debt

SYSC 5.1 Skills, knowledge and expertise

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

DTR 5.8 Procedures for the notification and disclosure of major holdings

BIPRU 8.5 Basis of consolidation

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

MCOB 10.4 Total charge for credit