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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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APER 3.1 Introduction

DISP 3.2 Jurisdiction

GENPRU 3.1 Application

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 6.7 Notification rules for overseas recognised bodies

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EG 11.3 The FCA’s choice of powers

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DEPP 6.4 Financial penalty or public censure

DTR 2.2 Disclosure of inside information

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 4.7 Direct offer financial promotions

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PR 2.3 Minimum information to be included in a prospectus