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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

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LR 12.6 Treasury shares

LR 12.1 Application

LR 1.5 Standard and Premium Listing

DTR 5.5 Acquisition or disposal by issuer of shares

SUP 16.10 Verification of standing data

IPRU-INV 5.17 Other assets requirement

COBS 14.2 Providing product information to clients

EG 2.14 Legal review

EG 5.6 Mediation

EG 2.15 Decision making in the context of regulatory enforcement action

EG 10.3 Asset-freezing injunctions

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974