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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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