Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

…

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

…

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

…

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 8.6 Consolidated capital resources

PERG 8.11 Types of exemption under the Financial Promotion Order

COBS 22.2 Restrictions on the retail distribution of mutual society shares

REC 4.3 Risk assessments for UK recognised bodies

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

FEES 10.5 Application of FEES 4 to the pensions guidance levy

MCOB 5.5 Provision of illustrations

CONC 7.6 Exercise of continuous payment authority

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

CASS 11.12 CASS 11 resolution pack

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation