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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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Similar To

DEPP 8.1 Introduction

CREDS 2.1 Application and purpose

PERG 8.35 Authorisation and exemption

CASS 5.8 Safe keeping of client's documents and other assets

SUP 2.4 'Mystery shopping'

COBS 15.2 The right to cancel

BIPRU 12.2 Adequacy of liquidity resources

SUP 15.6 Inaccurate, false or misleading information

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 8.2 Introduction

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

PERG 7.5 When is it appropriate to apply for a certificate?

CASS 7.11 Treatment of client money

PERG 14.8 Financial promotions

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements