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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

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FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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Similar To

DEPP 1.1 Application and Purpose

CONC 3.1 Application

MAR 1.10 Statutory exceptions

CONC 1.2 Who? What? Where?

PERG 5.12 Link between activities and the United Kingdom

PERG 8.6 Communicate

SUP 16.2 Purpose

MAR 6.2 Purpose

TC 1.1 Who, what and where?

PERG 4.6 Advising on regulated mortgage contracts

FEES 9.2 PSR fees

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy