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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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CONC 6.7 Post contract: business practices

COCON 2.3 Firms: training and breaches

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

CASS 7.11 Treatment of client money

DEPP 6.7 Discount for early settlement

DISP 1.2 Consumer awareness rules

APER 4.4 Statement of Principle 4

BIPRU 3.4 Risk weights under the standardised approach to credit risk

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 4.2 Notifying the person under investigation where notice is not required under the Act

MAR 5.6 Reporting requirements

COBS 6.1 Information about the firm and compensation information

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation