Search Result

601 - 620 of 1452 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PERG 17.4 Advice must relate to a particular debt and debtor

As Published: 2014

PERG 17.4 Advice must relate to a particular debt and debtor

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman