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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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CASS 1.4 Application: particular activities

CONC 3.3 The clear fair and not misleading rule and general requirements

IFPRU 3.2 Capital

EG 16.4 The effect of a disapplication order

EG 15.3 Disqualification under section 345

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach