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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms