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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose