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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

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SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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IFPRU 4.13 Settlement risk

As Published: 2014

IFPRU 4.13 Settlement risk

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

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