Search Result

381 - 400 of 1387 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports