Search Result

361 - 380 of 1372 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SYSC 18.1 Application and Purpose

As Published: 2006

SYSC 18.1 Application and Purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations