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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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