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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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FIT 2.2 Competence and capability

EG 9.9 The effect of the FCA’s decision to withdraw approval

FIT 2.3 Financial soundness

CASS 6.6 Records, accounts and reconciliations

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SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

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SUP 1A.1 Application and purpose

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DEPP 2.5 Provision for certain categories of decision

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

MCOB 9.4 Content of illustrations

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LR App 1.1 Relevant definitions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

FIT 2.1 Honesty, integrity and reputation

SUP 10C.11 Statements of responsibilities

REC 2.2 Method of satisfying the recognition requirements