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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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