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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 9.4 Collective investment scheme (section 235 of the Act)

MAR 5.7 Pre-trade transparency requirements for shares

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 10C.9 Minimising overlap with the PRA approved persons regime

LR 10.2 Classifying transactions

GEN 2.2 Interpreting the Handbook

EG 6.4 Publicity in RDC cases

EG 3.7 Investigations to assist overseas authorities (section 169)

REC 3.3 Waivers

REC 4.2A Publication of information by UK RIEs and RAPs

PERG 9.3 The definition

SYSC 19C.3 Remuneration principles

DEPP 7.2 Interviews

EG 20.1 Introduction

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 2.9 FCA guidance and supporting materials

SUP 10C.13 Variation of conditional and time-limited approvals

LR 13.5 Financial information in Class 1 Circulars

EG 2.15 Decision making in the context of regulatory enforcement action