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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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