Search Result

261 - 280 of 1679 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method